CompanyTypes
What will AGI do for Self-Regulatory Organizations?
Key roles: Chief Regulatory Officer, Regulatory Examiner, Market Surveillance Analyst, Enforcement Attorney, Hearing Officer, Rulemaking Counsel, Registration and Licensing Coordinator, Dispute Resolution Administrator, Regulatory Investigator, Membership Liaison, Regulatory Data Analyst, Ombudsman. Departments: Member Regulation, Market Surveillance, Enforcement, Registration and Disclosure, Dispute Resolution, Regulatory Policy and Rulemaking, Examinations and Audits, Office of the Hearing Officer.